PNC INVESTMENTS
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PNC INVESTMENTS
(CRD# 129052)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Pittsburgh, PA.
The SEC approved the firm to operate as an RIA in
Sep 2003.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$14.6 Billion,
with discretion over
92%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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PNC INVESTMENTS
also reported in
Mar 2019
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1294
employees,
with
691
performing advisory functions.
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A total of 805 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PNC INVESTMENTS has one or more disclosure events currently on file with the SEC.
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PNC INVESTMENTS has Notice Filings with the following State Securities Authorities: AK-Mar 2014, AL-Mar 2007, AR-Mar 2014, AZ-Nov 2003, CA- CO-Mar 2006, CT-Mar 2008, DC-Mar 2005, DE-Jan 2004, FL-<
, GA-Mar 2006, HI-Mar 2014, IA-Apr 2009, ID-Mar 2015, IL-<
, IN-Nov 2003, KS-Mar 2009, KY-Nov 2003, LA-Mar 2009, MA-<
, MD-Mar 2004, ME-Mar 2008, MI-Mar 2006, MN-Mar 2008, MO-<
, MS-Mar 2013, MT-Mar 2015, NC-Nov 2003, ND-Mar 2015, NE-<
, NH-Mar 2014, NJ-Jan 2004, NM-Mar 2013, NV-Mar 2007, NY-<
, OH-Nov 2003, OK-Mar 2014, OR-Mar 2009, PA-Nov 2003, RI-<
, SC-Mar 2005, SD-Mar 2015, TN-Mar 2007, TX-Mar 2006, UT-<
, VA-Mar 2005, VI-Mar 2019, VT-Mar 2010, WA-Mar 2007, WI-<
, WV-Mar 2007, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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