POLEN CAPITAL MANAGEMENT, LLC
|
|
POLEN CAPITAL MANAGEMENT, LLC
(CRD# 106093)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boca Raton, FL.
The SEC approved the firm to operate as an RIA in
Apr 1980.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$16.7 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
7%
of RAUM.
Non-US investors represent
8%
.
|
|
POLEN CAPITAL MANAGEMENT, LLC
also reported in
Mar 2019
-
72
employees,
with
14
performing advisory functions.
-
A total of 2 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
POLEN CAPITAL MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
POLEN CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AK-Mar 2012, AL-Jan 2002, AR-Mar 2012, AZ-Jan 2002, CA-Nov 2001
, CO-Apr 2002, CT-Nov 2001, DC-Nov 2001, DE-Mar 2011, FL-Mar 1991
, GA-Jan 2002, HI-Jul 2005, IA-Mar 2012, ID-Jan 2002, IL-Nov 2001
, IN-Oct 2001, KS-Apr 2002, KY-Jan 2002, LA-Jan 2002, MA-Nov 2001
, MD-Nov 2001, ME-Apr 2002, MI-Feb 2002, MN-Feb 2002, MO-Feb 2002
, MS-Feb 2002, MT-Feb 2002, NC-Feb 2002, ND-Mar 2012, NE-Mar 2012
, NH-Feb 2002, NJ-Jan 2002, NM-Mar 2012, NV-Feb 2002, NY-Nov 2001
, OH-Feb 2002, OK-Apr 2002, OR-Feb 2002, PA-Feb 2002, PR-Mar 2012
, RI-Mar 2011, SC-Feb 2002, SD-Mar 2012, TN-Feb 2002, TX-Nov 2001
, UT-Mar 2012, VA-Feb 2002, VI-Mar 2018, VT-Feb 2002, WA-Feb 2002
, WI-Feb 2002, WV-Mar 2012
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
