PORTFOLIO ADVISORS LLC
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PORTFOLIO ADVISORS LLC
(CRD# 105981)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Darien, CT.
The SEC approved the firm to operate as an RIA in
Apr 1994.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$23.5 Billion,
with discretion over
92%
of those assets.
Pooled investment vehicles (Private Funds) account for
64%
of RAUM.
Non-US investors represent
23%
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PORTFOLIO ADVISORS LLC
also reported in
Mar 2019
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100
employees,
with
65
performing advisory functions.
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A total of 6 office locations.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PORTFOLIO ADVISORS LLC has no disclosure events reported to the SEC at this time.
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PORTFOLIO ADVISORS LLC has Notice Filings with the following State Securities Authorities: AK-Jan 2017, AR-Jan 2017, AZ-Jan 2017, CA-Jan 2017, CO-Jan 20
, CT-Jan 2017, DC-Jan 2017, DE-Jan 2017, FL-Jan 2017, GA-Jan 2
, IA-Jan 2017, IL-Jan 2009, IN-Jan 2017, LA-Jan 2017, MA-Jan 2
, MI-Jan 2017, MN-Jan 2017, MO-Jan 2017, NC-Jan 2017, NE-Jan 2
, NJ-Jan 2017, NV-Jan 2017, NY-Jan 2017, OH-Jan 2017, OK-Jan 2
, OR-Jan 2017, PA-Jan 2017, SC-Jan 2017, SD-Jan 2017, TN-Jan 2
, TX-Jan 2017, UT-Jan 2017, VA-Jan 2017, WA-Jan 2017, WI-Jan 2
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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SEC. Feel free to contact
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