PRIME ADVISORS, INC.
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PRIME ADVISORS, INC.
(CRD# 107680)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Redmond, WA.
The SEC approved the firm to operate as an RIA in
Jan 1989.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$17.7 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
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PRIME ADVISORS, INC.
also reported in
Mar 2019
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56
employees,
with
24
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PRIME ADVISORS, INC. has one or more disclosure events currently on file with the SEC.
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PRIME ADVISORS, INC. has Notice Filings with the following State Securities Authorities:
CA-Mar 2018, CT-Mar 2018, WA-Mar 2018
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