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PRIME CAPITAL INVESTMENT ADVISORS, LLC
PRIME CAPITAL INVESTMENT ADVISORS, LLC (CRD# 288712) is an SEC-Registered Investment Advisor (RIA), headquartered in Overland Park, KS. The SEC approved the firm to operate as an RIA in Jun 2017. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $8.0 Billion, with discretion over 45% of those assets.   Pooled investment vehicles (Private Funds) account for 15% of RAUM.   Non-US investors represent 0% .  
 
PRIME CAPITAL INVESTMENT ADVISORS, LLC also reported in Mar 2019
  • 144 employees, with 87 performing advisory functions.
  • A total of 19 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
PRIME CAPITAL INVESTMENT ADVISORS, LLC has one or more disclosure events currently on file with the SEC.
 

View PRIME CAPITAL INVESTMENT ADVISORS, LLC's most recent Form ADV filing
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PRIME CAPITAL INVESTMENT ADVISORS, LLC has Notice Filings with the following State Securities Authorities: AL-Nov 2018, AR-Jul 2017, AZ-Nov 2017, CA-Jul 2017, CO-Jul 2017 , FL-Jul 2017, GA-Jul 2017, IA-Jul 2017, IL-Jul 2017, IN-Apr 2018 , KS-Jun 2017, KY-Jul 2017, LA-Jul 2017, MA-Jul 2017, MI-Jul 2017 , MN-Jul 2017, MO-Jul 2017, NC-Aug 2018, NE-Jul 2017, NH-Nov 2018 , NJ-Nov 2018, NM-Jul 2017, NV-Nov 2018, OH-Jul 2017, OK-Jul 2017 , PA-Aug 2018, SC-Apr 2018, SD-Nov 2018, TN-Jul 2017, TX-Jul 2017 , VA-Jul 2017, WI-Jul 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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