PRIME CAPITAL INVESTMENT ADVISORS, LLC
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PRIME CAPITAL INVESTMENT ADVISORS, LLC
(CRD# 288712)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Overland Park, KS.
The SEC approved the firm to operate as an RIA in
Jun 2017.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.0 Billion,
with discretion over
45%
of those assets.
Pooled investment vehicles (Private Funds) account for
15%
of RAUM.
Non-US investors represent
0%
.
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PRIME CAPITAL INVESTMENT ADVISORS, LLC
also reported in
Mar 2019
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144
employees,
with
87
performing advisory functions.
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A total of 19 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PRIME CAPITAL INVESTMENT ADVISORS, LLC has one or more disclosure events currently on file with the SEC.
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PRIME CAPITAL INVESTMENT ADVISORS, LLC has Notice Filings with the following State Securities Authorities: AL-Nov 2018, AR-Jul 2017, AZ-Nov 2017, CA-Jul 2017, CO-Jul 2017
, FL-Jul 2017, GA-Jul 2017, IA-Jul 2017, IL-Jul 2017, IN-Apr 2018
, KS-Jun 2017, KY-Jul 2017, LA-Jul 2017, MA-Jul 2017, MI-Jul 2017
, MN-Jul 2017, MO-Jul 2017, NC-Aug 2018, NE-Jul 2017, NH-Nov 2018
, NJ-Nov 2018, NM-Jul 2017, NV-Nov 2018, OH-Jul 2017, OK-Jul 2017
, PA-Aug 2018, SC-Apr 2018, SD-Nov 2018, TN-Jul 2017, TX-Jul 2017
, VA-Jul 2017, WI-Jul 2017
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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SEC. Feel free to contact
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