PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED
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PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED
(CRD# 296751)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Wan Chai, Hong Kong.
The SEC approved the firm to operate as an RIA in
May 2018.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
89%
of RAUM.
Non-US investors represent
100%
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PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED
also reported in
Mar 2019
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19
employees,
with
7
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED has no disclosure events reported to the SEC at this time.
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PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED has No Notice Filings with State Securities Authorities.
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