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PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED (CRD# 296751) is an SEC-Registered Investment Advisor (RIA), headquartered in Wan Chai, Hong Kong. The SEC approved the firm to operate as an RIA in May 2018. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $5.8 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 89% of RAUM.   Non-US investors represent 100% .  
 
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED also reported in Mar 2019
  • 19 employees, with 7 performing advisory functions.
  • One office location.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED has no disclosure events reported to the SEC at this time.
 

View PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED's most recent Form ADV filing
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PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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