PRIVATE ADVISOR GROUP, LLC
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PRIVATE ADVISOR GROUP, LLC
(CRD# 155216)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Morristown, NJ.
The SEC approved the firm to operate as an RIA in
Jan 2011.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$16.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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PRIVATE ADVISOR GROUP, LLC
also reported in
Mar 2019
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680
employees,
with
677
performing advisory functions.
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A total of 257 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PRIVATE ADVISOR GROUP, LLC has one or more disclosure events currently on file with the SEC.
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PRIVATE ADVISOR GROUP, LLC has Notice Filings with the following State Securities Authorities:
AK-Apr 2014, AL-Jul 2012, AR-Apr 2013, AZ-Apr 2012, CA-Apr 20
, CO-Apr 2012, CT-May 2011, DC-Apr 2013, DE-Dec 2011, FL-Apr 2
, GA-Apr 2012, HI-Apr 2013, IA-Jun 2012, ID-Apr 2013, IL-Apr 2
, IN-Nov 2012, KS-May 2012, KY-Apr 2013, LA-Mar 2012, MA-Jul 2
, MD-Dec 2011, ME-Jun 2011, MI-Mar 2012, MN-Mar 2012, MO-Aug 2
, MS-May 2015, MT-Aug 2012, NC-Apr 2012, ND-Jan 2013, NE-Mar 2
, NH-Dec 2011, NJ-May 2011, NM-Jun 2012, NV-Jun 2012, NY-May 2
, OH-Apr 2012, OK-Apr 2013, OR-Apr 2013, PA-May 2011, PR-May 2
, RI-Apr 2012, SC-Apr 2012, SD-Jan 2014, TN-Apr 2012, TX-May 2
, UT-Apr 2014, VA-Mar 2012, VI-May 2015, VT-Apr 2012, WA-Jun 2
, WI-Apr 2012, WV-May 2012, WY-Mar 2019
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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