PROSPECT CAPITAL MANAGEMENT L.P.
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PROSPECT CAPITAL MANAGEMENT L.P.
(CRD# 131018)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Mar 2004.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.0 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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PROSPECT CAPITAL MANAGEMENT L.P.
also reported in
Mar 2019
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106
employees,
with
55
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PROSPECT CAPITAL MANAGEMENT L.P. has no disclosure events reported to the SEC at this time.
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PROSPECT CAPITAL MANAGEMENT L.P. has No Notice Filings with State Securities Authorities.
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from the SEC website and is believed to be
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