PRUDENT MAN ADVISORS, INC.
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PRUDENT MAN ADVISORS, INC.
(CRD# 110022)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Naperville, IL.
The SEC approved the firm to operate as an RIA in
Jul 2002.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.2 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
87%
of RAUM.
Non-US investors represent
0%
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PRUDENT MAN ADVISORS, INC.
also reported in
Mar 2019
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46
employees,
with
39
performing advisory functions.
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A total of 6 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PRUDENT MAN ADVISORS, INC. has no disclosure events reported to the SEC at this time.
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PRUDENT MAN ADVISORS, INC. has Notice Filings with the following State Securities Authorities:
CO-Mar 2008, FL-Nov 2011, IL-Jul 2002, MI-Jul 2002, MN-Mar 20
, SD-Nov 2018, TX-Jun 2015, WI-Mar 2011
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