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PRUDENT MAN ADVISORS, INC.
PRUDENT MAN ADVISORS, INC. (CRD# 110022) is an SEC-Registered Investment Advisor (RIA), headquartered in Naperville, IL. The SEC approved the firm to operate as an RIA in Jul 2002. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $6.2 Billion, with discretion over 99% of those assets.   Pooled investment vehicles (Private Funds) account for 87% of RAUM.   Non-US investors represent 0% .  
 
PRUDENT MAN ADVISORS, INC. also reported in Mar 2019
  • 46 employees, with 39 performing advisory functions.
  • A total of 6 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
PRUDENT MAN ADVISORS, INC. has no disclosure events reported to the SEC at this time.
 

View PRUDENT MAN ADVISORS, INC.'s most recent Form ADV filing
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PRUDENT MAN ADVISORS, INC. has Notice Filings with the following State Securities Authorities: CO-Mar 2008, FL-Nov 2011, IL-Jul 2002, MI-Jul 2002, MN-Mar 20 , SD-Nov 2018, TX-Jun 2015, WI-Mar 2011


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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