RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
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RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
(CRD# 168551)
is an SEC-Registered Investment Advisor (RIA), headquartered in
London, United Kingdom.
The SEC approved the firm to operate as an RIA in
Sep 2013.
In
Jan 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$25.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
91%
of RAUM.
Non-US investors represent
87%
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RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
also reported in
Jan 2019
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74
employees,
with
35
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED has one or more disclosure events currently on file with the SEC.
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RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED has No Notice Filings with State Securities Authorities.
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