RESOURCES INVESTMENT ADVISORS
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RESOURCES INVESTMENT ADVISORS
(CRD# 106766)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Overland Park, KS.
The SEC approved the firm to operate as an RIA in
Jan 1992.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$24.8 Billion,
with discretion over
13%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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RESOURCES INVESTMENT ADVISORS
also reported in
Mar 2019
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200
employees,
with
170
performing advisory functions.
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A total of 42 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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RESOURCES INVESTMENT ADVISORS has one or more disclosure events currently on file with the SEC.
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RESOURCES INVESTMENT ADVISORS has Notice Filings with the following State Securities Authorities:
AL-Mar 2018, AR-Feb 2014, AZ-Feb 2014, CA-Jan 2015, CO-Mar 2012
, FL-Jan 2015, GA-Feb 2015, HI-Oct 2018, IA-Aug 2016, ID-Sep 2017
, IL-May 2012, IN-Mar 2018, KS-Jan 2015, LA-Jan 2015, MA-Oct 2018
, MD-Oct 2018, MI-May 2015, MN-Dec 2014, MO-Jan 2015, MT-Sep 2017
, NC-Sep 2017, ND-Jan 2015, NE-Jan 2015, NJ-Sep 2018, NV-Sep 2017
, NY-Sep 2017, OH-May 2016, OK-May 2015, OR-Aug 2016, PA-Sep 2018
, PR-Mar 2017, SC-Feb 2017, SD-Sep 2017, TN-Mar 2015, TX-Jan 2015
, UT-Aug 2017, VA-Jan 2015, WA-Jan 2015, WI-Sep 2017
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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SEC. Feel free to contact
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