RICHMOND CAPITAL MANAGEMENT INC
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RICHMOND CAPITAL MANAGEMENT INC
(CRD# 104636)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Richmond, VA.
The SEC approved the firm to operate as an RIA in
Sep 1982.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
8%
of RAUM.
Non-US investors represent
0%
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RICHMOND CAPITAL MANAGEMENT INC
also reported in
Mar 2019
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17
employees,
with
9
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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RICHMOND CAPITAL MANAGEMENT INC has no disclosure events reported to the SEC at this time.
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RICHMOND CAPITAL MANAGEMENT INC has Notice Filings with the following State Securities Authorities: CA-Mar 2012, FL-Oct 1988, GA-Mar 1990, IL-Sep 2003, MA-Sep 2003
, MI-Jan 1999, MO-Mar 2007, MS-Mar 2008, NE-Mar 2011, NH-Mar 2010
, NJ-Feb 2013, NY-Jan 2003, OH-Jan 2003, PA-Sep 2003, TX-Jul 1989
, VA-Jun 1987, WI-Jan 1997
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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