RIVER AND MERCANTILE LLC
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RIVER AND MERCANTILE LLC
(CRD# 126765)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Waltham, MA.
The SEC approved the firm to operate as an RIA in
Jul 2003.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.1 Billion,
with discretion over
24%
of those assets.
Pooled investment vehicles (Private Funds) account for
7%
of RAUM.
Non-US investors represent
7%
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RIVER AND MERCANTILE LLC
also reported in
Sep 2018
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35
employees,
with
20
performing advisory functions.
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A total of 5 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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RIVER AND MERCANTILE LLC has one or more disclosure events currently on file with the SEC.
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RIVER AND MERCANTILE LLC has Notice Filings with the following State Securities Authorities: <
MA-Aug 2003, NH-Apr 2014, RI-Apr 2014
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from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
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for errors or omissions. Please note
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