RIVERBRIDGE
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RIVERBRIDGE
(CRD# 108074)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Minneapolis, MN.
The SEC approved the firm to operate as an RIA in
Apr 2000.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.7 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
1%
.
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RIVERBRIDGE
also reported in
Mar 2019
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37
employees,
with
17
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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RIVERBRIDGE has no disclosure events reported to the SEC at this time.
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RIVERBRIDGE has Notice Filings with the following State Securities Authorities:
AK-Apr 2006, AL-Apr 2006, AR-Apr 2006, AZ-Apr 2006, CA- CO-Apr 2006, CT-Mar 2005, DC-Apr 2006, DE-Apr 2006, FL-<
, GA-Apr 2006, HI-Apr 2006, IA-Apr 2003, ID-Apr 2006, IL-<
, IN-Apr 2006, KS-Apr 2006, KY-Apr 2006, LA-Apr 2006, MA-<
, MD-Apr 2006, ME-Apr 2006, MI-Sep 2002, MN-May 2000, MO-<
, MS-Apr 2006, MT-Apr 2006, NC-Apr 2006, ND-Apr 2006, NE-<
, NH-Apr 2006, NJ-May 2006, NM-Apr 2006, NV-Apr 2006, NY-<
, OH-May 2003, OK-Apr 2006, OR-Apr 2006, PA-Apr 2006, RI-<
, SC-Apr 2006, SD-Apr 2002, TN-Apr 2006, TX-Mar 2002, UT-<
, VA-Apr 2006, VT-Apr 2006, WA-Apr 2006, WI-Mar 2001, WV-<
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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