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RMB CAPITAL MANAGEMENT
RMB CAPITAL MANAGEMENT (CRD# 134249) is an SEC-Registered Investment Advisor (RIA), headquartered in Chicago, IL. The SEC approved the firm to operate as an RIA in Feb 2005. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $8.6 Billion, with discretion over 91% of those assets.   Pooled investment vehicles (Private Funds) account for 22% of RAUM.   Non-US investors represent 3% .  
 
RMB CAPITAL MANAGEMENT also reported in Mar 2019
  • 209 employees, with 84 performing advisory functions.
  • A total of 16 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
RMB CAPITAL MANAGEMENT has no disclosure events reported to the SEC at this time.
 

View RMB CAPITAL MANAGEMENT's most recent Form ADV filing
 irban42



RMB CAPITAL MANAGEMENT has Notice Filings with the following State Securities Authorities: AK-Jul 2016, AL-Jul 2016, AR-Sep 2006, AZ-Feb 2005, CA-Feb 20 , CO-Feb 2005, CT-Oct 2012, DC-Mar 2013, DE-Jul 2016, FL-Feb 2 , GA-Aug 2006, HI-Jul 2016, IA-Jul 2016, ID-Jul 2016, IL-Mar 2 , IN-Feb 2005, KS-Feb 2005, KY-Mar 2011, LA-Dec 2008, MA-Feb 2 , MD-Mar 2012, ME-Jul 2016, MI-Feb 2005, MN-Feb 2005, MO-Aug 2 , MS-Jul 2016, MT-Mar 2009, NC-Feb 2005, ND-Jul 2016, NE-Mar 2 , NH-Mar 2009, NJ-May 2007, NM-Jul 2016, NV-Jul 2016, NY-Mar 2 , OH-Feb 2005, OK-Apr 2007, OR-Jul 2016, PA-Mar 2006, PR-Jul 2 , RI-Mar 2012, SC-Mar 2008, SD-Jul 2016, TN-Feb 2005, TX-Mar 2 , UT-Mar 2015, VA-Aug 2006, VI-Jul 2016, VT-Mar 2015, WA-Mar 2 , WI-Feb 2005, WV-Jul 2016


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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