RMB CAPITAL MANAGEMENT
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RMB CAPITAL MANAGEMENT
(CRD# 134249)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Feb 2005.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.6 Billion,
with discretion over
91%
of those assets.
Pooled investment vehicles (Private Funds) account for
22%
of RAUM.
Non-US investors represent
3%
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RMB CAPITAL MANAGEMENT
also reported in
Mar 2019
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209
employees,
with
84
performing advisory functions.
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A total of 16 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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RMB CAPITAL MANAGEMENT has no disclosure events reported to the SEC at this time.
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RMB CAPITAL MANAGEMENT has Notice Filings with the following State Securities Authorities: AK-Jul 2016, AL-Jul 2016, AR-Sep 2006, AZ-Feb 2005, CA-Feb 20
, CO-Feb 2005, CT-Oct 2012, DC-Mar 2013, DE-Jul 2016, FL-Feb 2
, GA-Aug 2006, HI-Jul 2016, IA-Jul 2016, ID-Jul 2016, IL-Mar 2
, IN-Feb 2005, KS-Feb 2005, KY-Mar 2011, LA-Dec 2008, MA-Feb 2
, MD-Mar 2012, ME-Jul 2016, MI-Feb 2005, MN-Feb 2005, MO-Aug 2
, MS-Jul 2016, MT-Mar 2009, NC-Feb 2005, ND-Jul 2016, NE-Mar 2
, NH-Mar 2009, NJ-May 2007, NM-Jul 2016, NV-Jul 2016, NY-Mar 2
, OH-Feb 2005, OK-Apr 2007, OR-Jul 2016, PA-Mar 2006, PR-Jul 2
, RI-Mar 2012, SC-Mar 2008, SD-Jul 2016, TN-Feb 2005, TX-Mar 2
, UT-Mar 2015, VA-Aug 2006, VI-Jul 2016, VT-Mar 2015, WA-Mar 2
, WI-Feb 2005, WV-Jul 2016
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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