ROTHSCHILD & CO ASSET MANAGEMENT US INC.
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ROTHSCHILD & CO ASSET MANAGEMENT US INC.
(CRD# 110349)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Feb 1970.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.3 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
21%
of RAUM.
Non-US investors represent
6%
.
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ROTHSCHILD & CO ASSET MANAGEMENT US INC.
also reported in
Mar 2019
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42
employees,
with
15
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ROTHSCHILD & CO ASSET MANAGEMENT US INC. has no disclosure events reported to the SEC at this time.
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ROTHSCHILD & CO ASSET MANAGEMENT US INC. has Notice Filings with the following State Securities Authorities: <
AK-Sep 2002, AL-Sep 2002, AR-Sep 2002, AZ-Sep 2002, CA-Aug 2002
, CO-Sep 2002, CT-Sep 2002, DC-Sep 2002, DE-May 2003, FL-Sep 2002
, GA-Aug 2002, HI-Sep 2002, IA-Sep 2002, ID-Sep 2002, IL-Oct 2002
, IN-Feb 2002, KS-Sep 2002, KY-Sep 2002, LA-Aug 2002, MA-Aug 2002
, MD-Oct 1990, ME-Sep 2002, MI-Aug 2002, MN-Sep 2002, MO-Aug 2002
, MS-Sep 2002, MT-Sep 2002, NC-Sep 2002, ND-Sep 2002, NE-Sep 2002
, NH-Sep 2002, NJ-Sep 2002, NM-Sep 2002, NV-Sep 2002, NY-Mar 1987
, OH-Sep 2002, OK-Sep 2002, OR-Sep 2002, PA-Sep 2002, PR-Sep 2002
, RI-Sep 2002, SC-Sep 2002, SD-Sep 2002, TN-Sep 2002, TX-Aug 2002
, UT-Sep 2002, VA-Sep 1987, VI-Jun 2011, VT-Sep 2002, WA-Sep 2002
, WI-Sep 2002, WV-Sep 2002, WY-Mar 2018
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The information presented above was gleaned
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for errors or omissions. Please note
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