RPA FINANCIAL, LLC
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RPA FINANCIAL, LLC
(CRD# 294105)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Rafael, CA.
The SEC approved the firm to operate as an RIA in
Jul 2018.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$12.6 Billion,
with discretion over
5%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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RPA FINANCIAL, LLC
also reported in
Mar 2019
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12
employees,
with
2
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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RPA FINANCIAL, LLC has no disclosure events reported to the SEC at this time.
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RPA FINANCIAL, LLC has Notice Filings with the following State Securities Authorities:
CA-Jul 2018, IN-Oct 2018, NC-Sep 2018, SC-Mar 2019, TN- |
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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