RSM US WEALTH MANAGEMENT LLC
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RSM US WEALTH MANAGEMENT LLC
(CRD# 111221)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Minneapolis, MN.
The SEC approved the firm to operate as an RIA in
Nov 2011.
In
Feb 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.7 Billion,
with discretion over
90%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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RSM US WEALTH MANAGEMENT LLC
also reported in
Feb 2019
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116
employees,
with
84
performing advisory functions.
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A total of 65 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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RSM US WEALTH MANAGEMENT LLC has one or more disclosure events currently on file with the SEC.
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RSM US WEALTH MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
AK-Aug 2005, AL-Jul 2005, AR-Aug 2005, AZ-Jan 2001, CA-Oct 2000
, CO-Feb 2003, CT-Apr 2001, DC-Mar 2001, DE-Apr 2003, FL-Feb 2001
, GA-Mar 2002, HI-Jul 2005, IA-May 2000, ID-Apr 2001, IL-Jun 2001
, IN-Jan 2001, KS-Apr 2001, KY-Jan 2003, LA-Jul 2005, MA-Jan 2001
, MD-Jan 2001, ME-Jul 2005, MI-Apr 2001, MN-Jan 2001, MO-Apr 2001
, MS-Jul 2005, MT-Jul 2005, NC-Dec 2001, ND-Apr 2001, NE-Jul 2005
, NH-Jul 2005, NJ-Apr 2001, NM-Jul 2005, NV-Jan 2001, NY-Feb 2001
, OH-Apr 2003, OK-Jul 2005, OR-Apr 2001, PA-Jan 2001, RI-Jul 2005
, SC-Aug 2002, SD-May 2000, TN-Aug 2005, TX-Jan 2001, UT-Jul 2005
, VA-Jan 2001, VT-Apr 2001, WA-Apr 2001, WI-May 2001, WV-Jul 2005
, WY-Sep 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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