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SAGE ADVISORY SERVICES LTD CO
SAGE ADVISORY SERVICES LTD CO (CRD# 106236) is an SEC-Registered Investment Advisor (RIA), headquartered in Austin, TX. The SEC approved the firm to operate as an RIA in Sep 1996. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $11.1 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 9% of RAUM.   Non-US investors represent 3% .  
 
SAGE ADVISORY SERVICES LTD CO also reported in Mar 2019
  • 50 employees, with 33 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
SAGE ADVISORY SERVICES LTD CO has no disclosure events reported to the SEC at this time.
 

View SAGE ADVISORY SERVICES LTD CO's most recent Form ADV filing
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SAGE ADVISORY SERVICES LTD CO has Notice Filings with the following State Securities Authorities: AK-Oct 2004, AL-Mar 2003, AR-Mar 2003, AZ-Mar 2003, CA-Mar 2003 , CO-Mar 2003, CT-Mar 2003, DC-Mar 2003, DE-Apr 2003, FL-Apr 1997 , GA-Feb 2002, HI-Oct 2004, IA-Mar 2004, ID-Mar 2003, IL-Sep 1997 , IN-Mar 2003, KS-Oct 2004, KY-Mar 2003, LA-Feb 2002, MA-Feb 2002 , MD-Mar 2003, ME-Oct 2004, MI-Mar 2003, MN-Feb 2002, MO-Mar 2003 , MS-Mar 2003, MT-Oct 2004, NC-Mar 2003, ND-Oct 2004, NE-Feb 2002 , NH-Feb 2002, NJ-Feb 2002, NM-Mar 2003, NV-Mar 2003, NY-Oct 1996 , OH-Feb 2002, OK-Mar 2003, OR-Mar 2003, PA-Feb 2002, PR-Mar 2004 , RI-Mar 2003, SC-Mar 2003, SD-Mar 2003, TN-Mar 2003, TX-Apr 1997 , UT-Mar 2003, VA-Mar 2003, VT-Feb 2002, WA-Mar 2003, WI-Mar 2003 , WV-Oct 2004


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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