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SAGEPOINT FINANCIAL, INC.
SAGEPOINT FINANCIAL, INC. (CRD# 133763) is an SEC-Registered Investment Advisor (RIA), headquartered in Phoenix, AZ. The SEC approved the firm to operate as an RIA in Oct 2005. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $8.0 Billion, with discretion over 67% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
SAGEPOINT FINANCIAL, INC. also reported in Mar 2019
  • 1957 employees, with 1033 performing advisory functions.
  • A total of 619 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
SAGEPOINT FINANCIAL, INC. has one or more disclosure events currently on file with the SEC.
 

View SAGEPOINT FINANCIAL, INC.'s most recent Form ADV filing
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SAGEPOINT FINANCIAL, INC. has Notice Filings with the following State Securities Authorities: AK-Sep 2005, AL-Oct 2005, AR-Oct 2005, AZ-Mar 2008, CA-Oct 20 , CO-Oct 2005, CT-Oct 2005, DC-Oct 2005, DE-Oct 2005, FL-Oct 2 , GA-Oct 2005, HI-Oct 2005, IA-Oct 2005, ID-Oct 2005, IL-Oct 2 , IN-Oct 2005, KS-Oct 2005, KY-Oct 2005, LA-Oct 2005, MA-Mar 2 , MD-Oct 2005, ME-Oct 2005, MI-Oct 2005, MN-Oct 2005, MO-Oct 2 , MS-Oct 2005, MT-Oct 2005, NC-Oct 2005, ND-Oct 2005, NE-Oct 2 , NH-Oct 2005, NJ-Sep 2005, NM-Oct 2005, NV-Oct 2005, NY-Oct 2 , OH-Oct 2005, OK-Oct 2005, OR-Mar 2008, PA-Mar 2008, PR-Mar 2 , RI-Oct 2005, SC-Oct 2005, SD-Oct 2005, TN-Oct 2005, TX-Oct 2 , UT-Oct 2005, VA-Oct 2005, VI-Jan 2009, VT-Oct 2005, WA-Oct 2 , WI-Oct 2005, WV-Oct 2005, WY-Jul 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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