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SALI FUND SERVICES
SALI FUND SERVICES (CRD# 124235) is an SEC-Registered Investment Advisor (RIA), headquartered in Austin, TX. The SEC approved the firm to operate as an RIA in Jan 2003. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $9.5 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 10% .  
 
SALI FUND SERVICES also reported in Mar 2019
  • 45 employees, with 7 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
SALI FUND SERVICES has no disclosure events reported to the SEC at this time.
 

View SALI FUND SERVICES's most recent Form ADV filing
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SALI FUND SERVICES has Notice Filings with the following State Securities Authorities: NY-Jan 2003, TX-May 2004, WA-Sep 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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