SAROFIM FAYEZ & CO
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SAROFIM FAYEZ & CO
(CRD# 106584)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Houston, TX.
The SEC approved the firm to operate as an RIA in
Jul 1958.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$22.0 Billion,
with discretion over
96%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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SAROFIM FAYEZ & CO
also reported in
Mar 2019
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50
employees,
with
18
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SAROFIM FAYEZ & CO has one or more disclosure events currently on file with the SEC.
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SAROFIM FAYEZ & CO has Notice Filings with the following State Securities Authorities:
AK-Dec 2001, AL-Dec 2001, AR-Dec 2001, AZ-Dec 2001, CA- CO-Dec 2001, CT-Jan 1998, DC-Dec 2001, DE-Mar 2003, FL-<
, GA-Sep 1994, HI-Dec 2001, IA-Dec 2001, ID-Dec 2001, IL-<
, IN-Dec 2001, KS-Dec 2001, KY-Dec 2001, LA-Oct 2001, MA-<
, MD-Dec 2001, ME-Dec 2001, MI-Dec 2001, MN-Jan 2002, MO-<
, MS-Dec 2001, MT-Dec 2001, NC-Dec 2001, ND-Dec 2001, NE-<
, NH-Sep 1991, NJ-Jan 2002, NM-Oct 1994, NV-Dec 2001, NY-<
, OH-May 1999, OK-Jan 1998, OR-Jan 2001, PA-Jun 1988, PR-<
, RI-Dec 2001, SC-Dec 2001, SD-Dec 2001, TN-Dec 2001, TX-<
, UT-Dec 2001, VA-Apr 1990, VI-Mar 2011, VT-Nov 1994, WA-<
, WI-Oct 1995, WV-Dec 2001
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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