FindingFraud.org


Blog
Contact

SAROFIM INTERNATIONAL MANAGEMENT CO
SAROFIM INTERNATIONAL MANAGEMENT CO (CRD# 106933) is an SEC-Registered Investment Advisor (RIA), headquartered in Houston, TX. The SEC approved the firm to operate as an RIA in Nov 1993. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $5.9 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 11% .  
 
SAROFIM INTERNATIONAL MANAGEMENT CO also reported in Mar 2019
  • 22 employees, with 17 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
SAROFIM INTERNATIONAL MANAGEMENT CO has one or more disclosure events currently on file with the SEC.
 

View SAROFIM INTERNATIONAL MANAGEMENT CO's most recent Form ADV filing
 irban42



SAROFIM INTERNATIONAL MANAGEMENT CO has Notice Filings with the following State Securities Authorities: TX-Apr 1994


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12