SAWTOOTH SOLUTIONS, LLC
|
|
SAWTOOTH SOLUTIONS, LLC
(CRD# 175009)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Minneapolis, MN.
The SEC approved the firm to operate as an RIA in
Feb 2015.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
SAWTOOTH SOLUTIONS, LLC
also reported in
Mar 2019
-
30
employees,
with
5
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
SAWTOOTH SOLUTIONS, LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
SAWTOOTH SOLUTIONS, LLC has Notice Filings with the following State Securities Authorities: AK-Feb 2015, AL-May 2015, AR-Aug 2016, AZ-Feb 2015, CA-Feb 20
, CO-Feb 2015, CT-Feb 2015, DC-Feb 2015, DE-Feb 2015, FL-Feb 2
, GA-Feb 2015, HI-Oct 2015, IA-Feb 2015, ID-Aug 2016, IL-Mar 2
, IN-Feb 2015, KS-Feb 2015, KY-May 2015, LA-Feb 2015, MA-Feb 2
, MD-Feb 2015, ME-Aug 2016, MI-Feb 2015, MN-Feb 2015, MO-Feb 2
, MS-Oct 2015, MT-May 2015, NC-Feb 2015, ND-Apr 2017, NE-Feb 2
, NH-Feb 2015, NJ-Mar 2015, NM-Aug 2016, NV-Feb 2015, NY-Feb 2
, OH-Feb 2015, OK-Oct 2015, OR-Feb 2015, PA-Feb 2015, RI-Aug 2
, SC-May 2015, SD-Feb 2015, TN-Feb 2015, TX-Feb 2015, UT-May 2
, VA-Feb 2015, VI-Apr 2017, VT-Apr 2017, WA-Feb 2015, WI-Feb 2
, WV-Aug 2016
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
