SCHAFER CULLEN CAPITAL MANAGEMENT INC
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SCHAFER CULLEN CAPITAL MANAGEMENT INC
(CRD# 105799)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jan 1983.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
3%
.
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SCHAFER CULLEN CAPITAL MANAGEMENT INC
also reported in
Mar 2019
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60
employees,
with
15
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SCHAFER CULLEN CAPITAL MANAGEMENT INC has no disclosure events reported to the SEC at this time.
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SCHAFER CULLEN CAPITAL MANAGEMENT INC has Notice Filings with the following State Securities Authorities:
AK-Mar 2011, AL-Sep 2006, AR-Mar 2004, AZ-Aug 2006, CA-Jan 1996
, CO-Mar 2004, CT-Apr 2000, DC-Mar 2004, DE-Apr 2004, FL-Mar 2004
, GA-Mar 2004, HI-Mar 2004, IA-Apr 2004, ID-Mar 2011, IL-Apr 2004
, IN-Mar 2004, KS-Mar 2004, KY-Mar 2004, LA-Sep 2006, MA-Aug 1995
, MD-Jun 1996, ME-Mar 2004, MI-Mar 2004, MN-Apr 2004, MO-Mar 2004
, MS-Mar 2004, MT-Mar 2011, NC-Jan 2001, ND-Mar 2011, NE-Mar 2011
, NH-Jul 1996, NJ-Nov 1994, NM-Mar 2004, NV-Mar 2004, NY-Dec 1994
, OH-Apr 2000, OK-Mar 2011, OR-Mar 2004, PA-May 2000, PR-Mar 2011
, RI-Mar 2004, SC-Mar 2004, SD-Apr 2011, TN-Mar 2004, TX-Feb 1998
, UT-Aug 2006, VA-Feb 1998, VI-Mar 2011, VT-Mar 2004, WA-Mar 2004
, WI-Mar 2004, WV-Mar 2004, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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