SECURIAN FINANCIAL SERVICES, INC.
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SECURIAN FINANCIAL SERVICES, INC.
(CRD# 15296)
is an SEC-Registered Investment Advisor (RIA), headquartered in
St Paul, MN.
The SEC approved the firm to operate as an RIA in
Nov 1993.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$9.6 Billion,
with discretion over
17%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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SECURIAN FINANCIAL SERVICES, INC.
also reported in
Mar 2019
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1635
employees,
with
1056
performing advisory functions.
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A total of 173 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SECURIAN FINANCIAL SERVICES, INC. has no disclosure events reported to the SEC at this time.
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SECURIAN FINANCIAL SERVICES, INC. has Notice Filings with the following State Securities Authorities:
AK-Jan 1999, AL-Aug 2000, AR-Jun 1996, AZ-Jan 1998, CA-Jul 1997
, CO-Jan 1999, CT-Jul 1997, DC-Jun 1996, DE-Jun 1996, FL-Jan 1996
, GA-Apr 1998, HI-May 1999, IA-Jan 1999, ID-Jul 1996, IL-Jun 1998
, IN-Feb 2001, KS-Dec 1997, KY-Mar 2002, LA-Sep 2001, MA-Apr 2005
, MD-Jul 1996, ME-Jul 1996, MI-Mar 2002, MN-Mar 1994, MO-Dec 1997
, MS-Feb 2001, MT-Dec 1997, NC-Feb 2001, ND-Dec 1999, NE-Jul 1997
, NH-Aug 1996, NJ-Aug 1997, NM-May 1996, NV-Jun 1996, NY-Jun 1996
, OH-Jan 2000, OK-Jan 1998, OR-Mar 2002, PA-Mar 2002, RI-Jan 1998
, SC-Jun 1996, SD-May 1996, TN-Jan 1998, TX-Oct 1984, UT-Jun 1996
, VA-Jul 1996, VT-Jun 1996, WA-Jul 1996, WI-Jun 1996, WV-Jan 1998
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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