SECURITIES AMERICA ADVISORS, INC.
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SECURITIES AMERICA ADVISORS, INC.
(CRD# 110518)
is an SEC-Registered Investment Advisor (RIA), headquartered in
La Vista, NE.
The SEC approved the firm to operate as an RIA in
Jan 1994.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$21.9 Billion,
with discretion over
84%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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SECURITIES AMERICA ADVISORS, INC.
also reported in
Mar 2019
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1992
employees,
all of whom perform advisory functions.
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A total of 1286 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SECURITIES AMERICA ADVISORS, INC. has one or more disclosure events currently on file with the SEC.
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SECURITIES AMERICA ADVISORS, INC. has Notice Filings with the following State Securities Authorities:
AK-May 1995, AL-Jun 1995, AR-Oct 1994, AZ-Aug 1994, CA-Jun 1994
, CO-Jan 1999, CT-Dec 1997, DC-Sep 1994, DE-Aug 2003, FL-Apr 1994
, GA-Feb 1994, HI-Feb 1998, IA-Jan 1999, ID-May 1995, IL-Apr 1994
, IN-Mar 1994, KS-Apr 1994, KY-Sep 1994, LA-Oct 2001, MA-Apr 1994
, MD-Oct 1994, ME-Jan 1995, MI-Dec 1997, MN-Jun 1994, MO-Jul 1994
, MS-Dec 1997, MT-Nov 1994, NC-Mar 2001, ND-Mar 2004, NE-Mar 1994
, NH-Feb 1998, NJ-Apr 1994, NM-Oct 1994, NV-Aug 1994, NY-Mar 1994
, OH-May 2000, OK-Jan 1998, OR-Aug 1994, PA-Jan 1995, PR-May 2013
, RI-Oct 1994, SC-Sep 1994, SD-Apr 1995, TN-Jun 1998, TX-Apr 1994
, UT-Mar 1994, VA-Mar 1994, VI-May 2010, VT-Feb 1995, WA-Jul 1994
, WI-Mar 1994, WV-Oct 1994, WY-Aug 2017
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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