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SEGAL MARCO ADVISORS
SEGAL MARCO ADVISORS (CRD# 114687) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Oct 2002. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $21.9 Billion, with discretion over 51% of those assets.   Pooled investment vehicles (Private Funds) account for 14% of RAUM.   Non-US investors represent 0% .  
 
SEGAL MARCO ADVISORS also reported in Mar 2019
  • 115 employees, with 92 performing advisory functions.
  • A total of 10 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
SEGAL MARCO ADVISORS has no disclosure events reported to the SEC at this time.
 

View SEGAL MARCO ADVISORS's most recent Form ADV filing
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SEGAL MARCO ADVISORS has Notice Filings with the following State Securities Authorities: AZ-Mar 2015, CA-Jan 2017, CO-Apr 2013, CT-Jan 2017, DC-Jan 20 , FL-Jan 2017, GA-Jan 2017, HI-Jan 2017, IL-Apr 2012, IN-Jan 2 , KS-Jan 2017, LA-Jan 2017, MA-Jan 2017, MD-Jan 2017, MI-Jan 2 , MN-Jan 2017, MO-Jan 2017, NE-Jan 2017, NJ-Jan 2017, NY-Jan 2 , OH-Jan 2017, OK-Jan 2017, OR-Jan 2017, PA-Jan 2017, RI-Jan 2 , TN-Jan 2017, TX-Jan 2017, UT-Jan 2017, VA-Jan 2017, WA-Jan 2 , WI-Jan 2017, WV-Jan 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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