SEGAL MARCO ADVISORS
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SEGAL MARCO ADVISORS
(CRD# 114687)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Oct 2002.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$21.9 Billion,
with discretion over
51%
of those assets.
Pooled investment vehicles (Private Funds) account for
14%
of RAUM.
Non-US investors represent
0%
.
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SEGAL MARCO ADVISORS
also reported in
Mar 2019
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115
employees,
with
92
performing advisory functions.
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A total of 10 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SEGAL MARCO ADVISORS has no disclosure events reported to the SEC at this time.
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SEGAL MARCO ADVISORS has Notice Filings with the following State Securities Authorities:
AZ-Mar 2015, CA-Jan 2017, CO-Apr 2013, CT-Jan 2017, DC-Jan 20
, FL-Jan 2017, GA-Jan 2017, HI-Jan 2017, IL-Apr 2012, IN-Jan 2
, KS-Jan 2017, LA-Jan 2017, MA-Jan 2017, MD-Jan 2017, MI-Jan 2
, MN-Jan 2017, MO-Jan 2017, NE-Jan 2017, NJ-Jan 2017, NY-Jan 2
, OH-Jan 2017, OK-Jan 2017, OR-Jan 2017, PA-Jan 2017, RI-Jan 2
, TN-Jan 2017, TX-Jan 2017, UT-Jan 2017, VA-Jan 2017, WA-Jan 2
, WI-Jan 2017, WV-Jan 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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