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SEIA
SEIA (CRD# 108163) is an SEC-Registered Investment Advisor (RIA), headquartered in Los Angeles, CA. The SEC approved the firm to operate as an RIA in Feb 1999. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $6.2 Billion, with discretion over 13% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
SEIA also reported in Mar 2019
  • 85 employees, with 30 performing advisory functions.
  • A total of 7 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
SEIA has no disclosure events reported to the SEC at this time.
 

View SEIA's most recent Form ADV filing
 irban42



SEIA has Notice Filings with the following State Securities Authorities: AK-Mar 2019, AL-Jan 2018, AR-Mar 2019, AZ-Dec 2003, CA- CO-Dec 2004, CT-Jan 2018, DC-Jan 2005, DE-Jan 2018, FL-< , GA-Jan 2018, HI-Jul 2009, IA-Mar 2019, ID-Sep 2011, IL-< , IN-Oct 2010, KS-Jan 2018, KY-Jan 2018, LA-Sep 2015, MA-< , MD-Nov 2003, ME-Mar 2019, MI-Jan 2018, MN-Nov 2014, MO-< , MS-Mar 2016, MT-Nov 2004, NC-Sep 2011, ND-Mar 2019, NE-< , NH-Mar 2012, NJ-Jun 2008, NM-Dec 2008, NV-Aug 2006, NY-< , OH-Jan 2011, OK-Mar 2019, OR-Oct 2007, PA-Jan 2011, PR-< , RI-Mar 2019, SC-Mar 2015, SD-Mar 2019, TN-Jan 2018, TX-< , UT-Sep 2011, VA-Apr 2001, VT-Jan 2017, WA-Oct 2007, WI-< , WV-Mar 2019, WY-Mar 2019


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
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irban43


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