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SEIX INVESTMENT ADVISORS LLC
SEIX INVESTMENT ADVISORS LLC (CRD# 146029) is an SEC-Registered Investment Advisor (RIA), headquartered in Park Ridge, NJ. The SEC approved the firm to operate as an RIA in Jan 2008. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $20.4 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 19% of RAUM.   Non-US investors represent 16% .  
 
SEIX INVESTMENT ADVISORS LLC also reported in Mar 2019
  • 69 employees, with 40 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
SEIX INVESTMENT ADVISORS LLC has no disclosure events reported to the SEC at this time.
 

View SEIX INVESTMENT ADVISORS LLC's most recent Form ADV filing
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SEIX INVESTMENT ADVISORS LLC has Notice Filings with the following State Securities Authorities: AK-Apr 2008, AL-Apr 2008, AR-Apr 2008, AZ-Apr 2008, CA-Apr 2008 , CO-Apr 2008, CT-Apr 2008, DC-Apr 2008, DE-Apr 2008, FL-Apr 2008 , GA-Jan 2008, HI-Apr 2008, IA-Apr 2008, ID-Apr 2008, IL-Feb 2008 , IN-Apr 2008, KS-Apr 2008, KY-Apr 2008, LA-Apr 2008, MA-Apr 2008 , MD-Apr 2008, ME-Apr 2008, MI-Apr 2008, MN-Apr 2008, MO-Apr 2008 , MS-Apr 2008, MT-Apr 2008, NC-Apr 2008, ND-Apr 2008, NE-Apr 2008 , NH-Apr 2008, NJ-Jan 2008, NM-Apr 2008, NV-Apr 2008, NY-Apr 2008 , OH-Apr 2008, OK-Apr 2008, OR-Apr 2008, PA-Apr 2008, RI-Apr 2008 , SC-Apr 2008, SD-Apr 2008, TN-Apr 2008, TX-Mar 2018, UT-Apr 2008 , VA-Apr 2008, VI-Apr 2008, VT-Apr 2008, WA-Apr 2008, WI-Apr 2008 , WV-Apr 2008, WY-Mar 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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