SENTINEL ASSET MANAGEMENT, INC.
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SENTINEL ASSET MANAGEMENT, INC.
(CRD# 109396)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Montpelier, VT.
The SEC approved the firm to operate as an RIA in
Jul 2000.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$25.7 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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SENTINEL ASSET MANAGEMENT, INC.
also reported in
Mar 2019
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50
employees,
with
41
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SENTINEL ASSET MANAGEMENT, INC. has one or more disclosure events currently on file with the SEC.
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SENTINEL ASSET MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities: TX-Sep 2015, VT-Jan 2002
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