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SENTINEL ASSET MANAGEMENT, INC.
SENTINEL ASSET MANAGEMENT, INC. (CRD# 109396) is an SEC-Registered Investment Advisor (RIA), headquartered in Montpelier, VT. The SEC approved the firm to operate as an RIA in Jul 2000. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $25.7 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
SENTINEL ASSET MANAGEMENT, INC. also reported in Mar 2019
  • 50 employees, with 41 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
SENTINEL ASSET MANAGEMENT, INC. has one or more disclosure events currently on file with the SEC.
 

View SENTINEL ASSET MANAGEMENT, INC.'s most recent Form ADV filing
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SENTINEL ASSET MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities: TX-Sep 2015, VT-Jan 2002


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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