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SENTINEL PENSION ADVISORS INC
SENTINEL PENSION ADVISORS INC (CRD# 109901) is an SEC-Registered Investment Advisor (RIA), headquartered in Wakefield, MA. The SEC approved the firm to operate as an RIA in Aug 1998. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $4.9 Billion, with discretion over 15% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
SENTINEL PENSION ADVISORS INC also reported in Mar 2019
  • 35 employees, with 32 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
SENTINEL PENSION ADVISORS INC has no disclosure events reported to the SEC at this time.
 

View SENTINEL PENSION ADVISORS INC's most recent Form ADV filing
 irban42



SENTINEL PENSION ADVISORS INC has Notice Filings with the following State Securities Authorities: AZ-Feb 2011, CA-Feb 2011, CO-May 2017, CT-Mar 2008, DC-Feb 2011 , FL-Nov 2003, GA-Feb 2011, LA-Mar 2016, MA-Oct 1998, MD-Feb 2011 , ME-Feb 2011, MI-Mar 2016, MO-Sep 2016, NC-Feb 2011, NH-Nov 2006 , NJ-Mar 2011, NY-Jan 2011, OR-Sep 2016, PA-Feb 2011, RI-Nov 2006 , TN-Feb 2011, TX-Feb 2011, UT-May 2017, VA-Feb 2011, VT-May 2017 , WA-May 2017, WV-May 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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irban43


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