SENTINEL PENSION ADVISORS INC
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SENTINEL PENSION ADVISORS INC
(CRD# 109901)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Wakefield, MA.
The SEC approved the firm to operate as an RIA in
Aug 1998.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.9 Billion,
with discretion over
15%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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SENTINEL PENSION ADVISORS INC
also reported in
Mar 2019
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35
employees,
with
32
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SENTINEL PENSION ADVISORS INC has no disclosure events reported to the SEC at this time.
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SENTINEL PENSION ADVISORS INC has Notice Filings with the following State Securities Authorities:
AZ-Feb 2011, CA-Feb 2011, CO-May 2017, CT-Mar 2008, DC-Feb 2011
, FL-Nov 2003, GA-Feb 2011, LA-Mar 2016, MA-Oct 1998, MD-Feb 2011
, ME-Feb 2011, MI-Mar 2016, MO-Sep 2016, NC-Feb 2011, NH-Nov 2006
, NJ-Mar 2011, NY-Jan 2011, OR-Sep 2016, PA-Feb 2011, RI-Nov 2006
, TN-Feb 2011, TX-Feb 2011, UT-May 2017, VA-Feb 2011, VT-May 2017
, WA-May 2017, WV-May 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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