SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.**
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SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.**
(CRD# 107827)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Houston, TX.
The SEC approved the firm to operate as an RIA in
Mar 1990.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
10%
of RAUM.
Non-US investors represent
1%
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SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.**
also reported in
Mar 2019
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40
employees,
with
18
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** has no disclosure events reported to the SEC at this time.
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SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** has Notice Filings with the following State Securities Authorities:
NY-Mar 2010, PA-Mar 2010, TX-Mar 2002
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