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SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.**
SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** (CRD# 107827) is an SEC-Registered Investment Advisor (RIA), headquartered in Houston, TX. The SEC approved the firm to operate as an RIA in Mar 1990. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $6.1 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 10% of RAUM.   Non-US investors represent 1% .  
 
SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** also reported in Mar 2019
  • 40 employees, with 18 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** has no disclosure events reported to the SEC at this time.
 

View SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.**'s most recent Form ADV filing
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SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** has Notice Filings with the following State Securities Authorities: NY-Mar 2010, PA-Mar 2010, TX-Mar 2002


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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