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SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT CO., LTD.
SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT CO., LTD. (CRD# 286479) is an SEC-Registered Investment Advisor (RIA), headquartered in Tokyo, Japan. The SEC approved the firm to operate as an RIA in May 2017. In Jun 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $34.8 Billion, with discretion over 80% of those assets.   Pooled investment vehicles (Private Funds) account for 20% of RAUM.   Non-US investors represent 100% .  
 
SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT CO., LTD. also reported in Jun 2018
  • 160 employees, with 56 performing advisory functions.
  • One office location.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT CO., LTD. has no disclosure events reported to the SEC at this time.
 

View SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT CO., LTD.'s most recent Form ADV filing
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SOMPO JAPAN NIPPONKOA ASSET MANAGEMENT CO., LTD. has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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