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SONTAG ADVISORY LLC
SONTAG ADVISORY LLC (CRD# 106181) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Jun 1995. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $5.0 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
SONTAG ADVISORY LLC also reported in Mar 2019
  • 40 employees, with 21 performing advisory functions.
  • A total of 4 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
SONTAG ADVISORY LLC has no disclosure events reported to the SEC at this time.
 

View SONTAG ADVISORY LLC's most recent Form ADV filing
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SONTAG ADVISORY LLC has Notice Filings with the following State Securities Authorities: AZ-Dec 2014, CA-Jan 1996, CO-Jul 1999, CT-Feb 2000, DC-Aug 19 , FL-Jan 1996, GA-Mar 2008, IL-Apr 2008, MA-Feb 2004, MD-Feb 2 , MI-Mar 2007, NC-May 2009, NH-Apr 2018, NJ-Aug 1995, NY-Jul 1 , OH-Mar 2019, OK-Apr 2018, OR-Apr 2018, PA-Jun 2007, RI-Mar 2 , TX-Jul 1996, UT-Dec 2014, VA-Nov 1995, WA-May 2009


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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