SONTAG ADVISORY LLC
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SONTAG ADVISORY LLC
(CRD# 106181)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jun 1995.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.0 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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SONTAG ADVISORY LLC
also reported in
Mar 2019
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40
employees,
with
21
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SONTAG ADVISORY LLC has no disclosure events reported to the SEC at this time.
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SONTAG ADVISORY LLC has Notice Filings with the following State Securities Authorities:
AZ-Dec 2014, CA-Jan 1996, CO-Jul 1999, CT-Feb 2000, DC-Aug 19
, FL-Jan 1996, GA-Mar 2008, IL-Apr 2008, MA-Feb 2004, MD-Feb 2
, MI-Mar 2007, NC-May 2009, NH-Apr 2018, NJ-Aug 1995, NY-Jul 1
, OH-Mar 2019, OK-Apr 2018, OR-Apr 2018, PA-Jun 2007, RI-Mar 2
, TX-Jul 1996, UT-Dec 2014, VA-Nov 1995, WA-May 2009
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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