SOUND POINT CAPITAL MANAGEMENT, LP
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SOUND POINT CAPITAL MANAGEMENT, LP
(CRD# 157479)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jul 2011.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$18.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
81%
of RAUM.
Non-US investors represent
81%
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SOUND POINT CAPITAL MANAGEMENT, LP
also reported in
Mar 2019
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60
employees,
with
29
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SOUND POINT CAPITAL MANAGEMENT, LP has no disclosure events reported to the SEC at this time.
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SOUND POINT CAPITAL MANAGEMENT, LP has Notice Filings with the following State Securities Authorities:
NY-Jul 2011, TX-Mar 2016
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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SEC. Feel free to contact
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