SOUND SHORE MANAGEMENT INC
|
|
SOUND SHORE MANAGEMENT INC
(CRD# 112379)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Greenwich, CT.
The SEC approved the firm to operate as an RIA in
Jan 1978.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
16%
.
|
|
SOUND SHORE MANAGEMENT INC
also reported in
Mar 2019
-
18
employees,
with
7
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
SOUND SHORE MANAGEMENT INC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
SOUND SHORE MANAGEMENT INC has Notice Filings with the following State Securities Authorities:
AK-Dec 2004, AL-Sep 2005, AR-Dec 2004, AZ-Dec 2004, CA-Dec 20
, CO-Dec 2004, CT-Sep 1997, DC-Dec 2004, DE-Dec 2004, FL-Jan 1
, GA-Dec 2004, HI-Sep 2005, IA-Dec 2005, ID-Apr 2005, IL-Dec 2
, IN-Dec 2004, KS-Apr 2005, KY-Aug 2006, LA-Dec 2004, MA-Dec 2
, MD-Dec 2004, ME-Sep 2005, MI-Dec 2004, MN-Dec 2004, MO-Dec 2
, MS-Dec 2004, MT-Sep 2005, NC-Dec 2004, ND-Aug 2006, NE-Aug 2
, NH-Apr 2005, NJ-Dec 2004, NM-Dec 2005, NV-Dec 2004, NY-Dec 2
, OH-Dec 2004, OK-Dec 2004, OR-Dec 2004, PA-Dec 2004, RI-Dec 2
, SC-Dec 2004, SD-Dec 2005, TN-Dec 2004, TX-Dec 2004, UT-Apr 2
, VA-Feb 1998, VT-Dec 2004, WA-Dec 2004, WI-Sep 2005, WV-Aug 2
, WY-Mar 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
