SPARX ASSET MANAGEMENT CO., LTD.
|
|
SPARX ASSET MANAGEMENT CO., LTD.
(CRD# 134747)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Tokyo, Japan.
The SEC approved the firm to operate as an RIA in
Aug 2005.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.9 Billion,
with discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
52%
of RAUM.
Non-US investors represent
83%
.
|
|
SPARX ASSET MANAGEMENT CO., LTD.
also reported in
Jun 2018
-
99
employees,
with
30
performing advisory functions.
-
Registration with one or more foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
SPARX ASSET MANAGEMENT CO., LTD. has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
SPARX ASSET MANAGEMENT CO., LTD. has No Notice Filings with State Securities Authorities.
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
