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STEWARD PARTNERS INVESTMENT ADVISORY, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC (CRD# 283004) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Mar 2016. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $5.2 Billion, with discretion over 78% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 1% .  
 
STEWARD PARTNERS INVESTMENT ADVISORY, LLC also reported in Mar 2019
  • 199 employees, with 123 performing advisory functions.
  • A total of 26 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
STEWARD PARTNERS INVESTMENT ADVISORY, LLC has no disclosure events reported to the SEC at this time.
 

View STEWARD PARTNERS INVESTMENT ADVISORY, LLC's most recent Form ADV filing
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STEWARD PARTNERS INVESTMENT ADVISORY, LLC has Notice Filings with the following State Securities Authorities: AL-Mar 2016, AR-Mar 2019, AZ-Mar 2016, CA-Mar 2016, CO-Mar 2016 , CT-Mar 2016, DC-Mar 2016, DE-Jul 2016, FL-Mar 2016, GA-Mar 2016 , HI-Mar 2018, ID-Jun 2017, IL-Mar 2016, IN-Jun 2017, KY-Jun 2017 , LA-Jul 2016, MA-Mar 2016, MD-Mar 2016, ME-Mar 2016, MI-Jul 2016 , MN-Jul 2016, MO-Jun 2017, MT-Mar 2018, NC-Mar 2016, NE-Jun 2017 , NH-Mar 2016, NJ-Mar 2016, NM-Jun 2017, NV-Jun 2017, NY-Mar 2016 , OH-Mar 2016, OK-Jun 2017, OR-Mar 2016, PA-Mar 2016, RI-Mar 2016 , SC-Mar 2016, TN-Jun 2017, TX-Mar 2016, UT-Jan 2018, VA-Mar 2016 , VT-Jun 2017, WA-Mar 2016, WI-Jun 2017, WV-Jun 2017, WY-Jul 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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irban43


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