FindingFraud.org


Blog
Contact

STONE RIDGE ASSET MANAGEMENT LLC
STONE RIDGE ASSET MANAGEMENT LLC (CRD# 165598) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Oct 2012. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $15.9 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 3% of RAUM.   Non-US investors represent 0% .  
 
STONE RIDGE ASSET MANAGEMENT LLC also reported in Mar 2019
  • 136 employees, with 26 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
STONE RIDGE ASSET MANAGEMENT LLC has one or more disclosure events currently on file with the SEC.
 

View STONE RIDGE ASSET MANAGEMENT LLC's most recent Form ADV filing
 irban42



STONE RIDGE ASSET MANAGEMENT LLC has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12