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STRATOS WEALTH PARTNERS, LTD
STRATOS WEALTH PARTNERS, LTD (CRD# 153184) is an SEC-Registered Investment Advisor (RIA), headquartered in Beachwood, OH. The SEC approved the firm to operate as an RIA in Jun 2010. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $5.4 Billion, with discretion over 91% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
STRATOS WEALTH PARTNERS, LTD also reported in Mar 2019
  • 481 employees, with 274 performing advisory functions.
  • A total of 95 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
STRATOS WEALTH PARTNERS, LTD has no disclosure events reported to the SEC at this time.
 

View STRATOS WEALTH PARTNERS, LTD's most recent Form ADV filing
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STRATOS WEALTH PARTNERS, LTD has Notice Filings with the following State Securities Authorities: AK-Mar 2013, AL-Jun 2010, AR-Mar 2011, AZ-Jun 2010, CA-Jun 2010 , CO-Jun 2010, CT-Jun 2010, DC-Mar 2011, DE-Jun 2010, FL-Jun 2010 , GA-Jun 2010, HI-Apr 2011, IA-Mar 2011, ID-Mar 2013, IL-Jun 2010 , IN-Jun 2010, KS-Jun 2010, KY-Jun 2010, LA-Jun 2010, MA-Jun 2010 , MD-Jun 2010, ME-Jun 2010, MI-Jun 2010, MN-Jun 2010, MO-Mar 2011 , MS-Mar 2013, MT-Jun 2010, NC-Jun 2010, ND-Mar 2013, NE-Mar 2013 , NH-Jun 2010, NJ-Jun 2010, NM-Mar 2011, NV-Jun 2010, NY-Jun 2010 , OH-Jun 2010, OK-Jun 2010, OR-Jun 2010, PA-Jun 2010, RI-Jun 2010 , SC-Jun 2010, SD-Mar 2012, TN-Jun 2010, TX-Jun 2010, UT-Mar 2012 , VA-Jun 2010, VT-Mar 2013, WA-Jun 2010, WI-Jun 2010, WV-Mar 2011


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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