STRATOS WEALTH PARTNERS, LTD
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STRATOS WEALTH PARTNERS, LTD
(CRD# 153184)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Beachwood, OH.
The SEC approved the firm to operate as an RIA in
Jun 2010.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.4 Billion,
with discretion over
91%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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STRATOS WEALTH PARTNERS, LTD
also reported in
Mar 2019
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481
employees,
with
274
performing advisory functions.
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A total of 95 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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STRATOS WEALTH PARTNERS, LTD has no disclosure events reported to the SEC at this time.
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STRATOS WEALTH PARTNERS, LTD has Notice Filings with the following State Securities Authorities:
AK-Mar 2013, AL-Jun 2010, AR-Mar 2011, AZ-Jun 2010, CA-Jun 2010
, CO-Jun 2010, CT-Jun 2010, DC-Mar 2011, DE-Jun 2010, FL-Jun 2010
, GA-Jun 2010, HI-Apr 2011, IA-Mar 2011, ID-Mar 2013, IL-Jun 2010
, IN-Jun 2010, KS-Jun 2010, KY-Jun 2010, LA-Jun 2010, MA-Jun 2010
, MD-Jun 2010, ME-Jun 2010, MI-Jun 2010, MN-Jun 2010, MO-Mar 2011
, MS-Mar 2013, MT-Jun 2010, NC-Jun 2010, ND-Mar 2013, NE-Mar 2013
, NH-Jun 2010, NJ-Jun 2010, NM-Mar 2011, NV-Jun 2010, NY-Jun 2010
, OH-Jun 2010, OK-Jun 2010, OR-Jun 2010, PA-Jun 2010, RI-Jun 2010
, SC-Jun 2010, SD-Mar 2012, TN-Jun 2010, TX-Jun 2010, UT-Mar 2012
, VA-Jun 2010, VT-Mar 2013, WA-Jun 2010, WI-Jun 2010, WV-Mar 2011
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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