SUMMIT TRAIL ADVISORS, LLC
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SUMMIT TRAIL ADVISORS, LLC
(CRD# 220519)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jun 2015.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.0 Billion,
with discretion over
44%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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SUMMIT TRAIL ADVISORS, LLC
also reported in
Mar 2019
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42
employees,
with
31
performing advisory functions.
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A total of 6 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SUMMIT TRAIL ADVISORS, LLC has no disclosure events reported to the SEC at this time.
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SUMMIT TRAIL ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
CA-Jun 2015, CT-Jan 2017, FL-Jan 2017, GA-Jan 2017, IL-Jul 20
, MA-Sep 2015, MD-Jul 2015, MI-Jan 2017, MN-Jan 2017, NH-Jan 2
, NJ-Feb 2017, NV-Jan 2017, NY-Jun 2015, OH-Jan 2017, PA-Jan 2
, SC-Jan 2017, TX-Sep 2015, WI-Jan 2017
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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SEC. Feel free to contact
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