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SUMMIT TRAIL ADVISORS, LLC
SUMMIT TRAIL ADVISORS, LLC (CRD# 220519) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Jun 2015. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $5.0 Billion, with discretion over 44% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
SUMMIT TRAIL ADVISORS, LLC also reported in Mar 2019
  • 42 employees, with 31 performing advisory functions.
  • A total of 6 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
SUMMIT TRAIL ADVISORS, LLC has no disclosure events reported to the SEC at this time.
 

View SUMMIT TRAIL ADVISORS, LLC's most recent Form ADV filing
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SUMMIT TRAIL ADVISORS, LLC has Notice Filings with the following State Securities Authorities: CA-Jun 2015, CT-Jan 2017, FL-Jan 2017, GA-Jan 2017, IL-Jul 20 , MA-Sep 2015, MD-Jul 2015, MI-Jan 2017, MN-Jan 2017, NH-Jan 2 , NJ-Feb 2017, NV-Jan 2017, NY-Jun 2015, OH-Jan 2017, PA-Jan 2 , SC-Jan 2017, TX-Sep 2015, WI-Jan 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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