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SUNTRUST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES, INC. (CRD# 283390) is an SEC-Registered Investment Advisor (RIA), headquartered in Atlanta, GA. The SEC approved the firm to operate as an RIA in May 2016. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $20.4 Billion, with discretion over 74% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 1% .  
 
SUNTRUST ADVISORY SERVICES, INC. also reported in Mar 2019
  • 1571 employees, with 1510 performing advisory functions.
  • A total of 1956 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
SUNTRUST ADVISORY SERVICES, INC. has one or more disclosure events currently on file with the SEC.
 

View SUNTRUST ADVISORY SERVICES, INC.'s most recent Form ADV filing
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SUNTRUST ADVISORY SERVICES, INC. has Notice Filings with the following State Securities Authorities: < AK-Feb 2017, AL-Jun 2016, AR-Aug 2016, AZ-Mar 2017, CA-May 2016 , CO-Jan 2017, CT-Feb 2017, DC-May 2016, DE-May 2016, FL-May 2016 , GA-May 2016, HI-Mar 2017, IA-Jan 2017, ID-Feb 2017, IL-Feb 2017 , IN-Jan 2017, KS-Feb 2017, KY-Jan 2017, LA-Mar 2017, MA-Jan 2017 , MD-May 2016, ME-Mar 2017, MI-Jan 2017, MN-Jan 2017, MO-Jan 2017 , MS-May 2016, MT-Jan 2017, NC-May 2016, ND-Mar 2017, NE-Feb 2017 , NH-Jan 2017, NJ-Mar 2017, NM-Feb 2017, NV-Jan 2017, NY-Feb 2017 , OH-Jan 2017, OK-Feb 2017, OR-Mar 2017, PA-Feb 2017, PR-Oct 2018 , RI-Jan 2017, SC-May 2016, SD-Mar 2017, TN-May 2016, TX-Feb 2017 , UT-Mar 2017, VA-May 2016, VT-Jan 2017, WA-Feb 2017, WI-Jan 2017 , WV-May 2016, WY-Oct 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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irban43


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