SUNTRUST ADVISORY SERVICES, INC.
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SUNTRUST ADVISORY SERVICES, INC.
(CRD# 283390)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Atlanta, GA.
The SEC approved the firm to operate as an RIA in
May 2016.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$20.4 Billion,
with discretion over
74%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
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SUNTRUST ADVISORY SERVICES, INC.
also reported in
Mar 2019
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1571
employees,
with
1510
performing advisory functions.
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A total of 1956 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SUNTRUST ADVISORY SERVICES, INC. has one or more disclosure events currently on file with the SEC.
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SUNTRUST ADVISORY SERVICES, INC. has Notice Filings with the following State Securities Authorities: <
AK-Feb 2017, AL-Jun 2016, AR-Aug 2016, AZ-Mar 2017, CA-May 2016
, CO-Jan 2017, CT-Feb 2017, DC-May 2016, DE-May 2016, FL-May 2016
, GA-May 2016, HI-Mar 2017, IA-Jan 2017, ID-Feb 2017, IL-Feb 2017
, IN-Jan 2017, KS-Feb 2017, KY-Jan 2017, LA-Mar 2017, MA-Jan 2017
, MD-May 2016, ME-Mar 2017, MI-Jan 2017, MN-Jan 2017, MO-Jan 2017
, MS-May 2016, MT-Jan 2017, NC-May 2016, ND-Mar 2017, NE-Feb 2017
, NH-Jan 2017, NJ-Mar 2017, NM-Feb 2017, NV-Jan 2017, NY-Feb 2017
, OH-Jan 2017, OK-Feb 2017, OR-Mar 2017, PA-Feb 2017, PR-Oct 2018
, RI-Jan 2017, SC-May 2016, SD-Mar 2017, TN-May 2016, TX-Feb 2017
, UT-Mar 2017, VA-May 2016, VT-Jan 2017, WA-Feb 2017, WI-Jan 2017
, WV-May 2016, WY-Oct 2018
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The information presented above was gleaned
from the SEC website and is believed to be
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for errors or omissions. Please note
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