TA ASSOCIATES
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TA ASSOCIATES
(CRD# 156699)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Mar 2012.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$14.0 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
0%
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TA ASSOCIATES
files an umbrella registration with the SEC. The firm also reported in
Mar 2019
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138
employees,
with
90
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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TA ASSOCIATES has no disclosure events reported to the SEC at this time.
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TA ASSOCIATES has Notice Filings with the following State Securities Authorities:
MA-Mar 2012
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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