TAG ASSOCIATES LLC
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TAG ASSOCIATES LLC
(CRD# 116959)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jan 2002.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.1 Billion,
with discretion over
4%
of those assets.
Pooled investment vehicles (Private Funds) account for
3%
of RAUM.
Non-US investors represent
1%
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TAG ASSOCIATES LLC
also reported in
Mar 2019
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68
employees,
with
22
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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TAG ASSOCIATES LLC has no disclosure events reported to the SEC at this time.
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TAG ASSOCIATES LLC has Notice Filings with the following State Securities Authorities:
CA-Mar 2011, CT-Mar 2011, FL-Mar 2011, ID-Mar 2004, NY- TX-Mar 2014
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from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
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for errors or omissions. Please note
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SEC. Feel free to contact
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