THE BOLLARD GROUP LLC
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THE BOLLARD GROUP LLC
(CRD# 155317)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Oct 2011.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.9 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
21%
of RAUM.
Non-US investors represent
0%
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THE BOLLARD GROUP LLC
files an umbrella registration with the SEC. The firm also reported in
Mar 2019
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30
employees,
with
11
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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THE BOLLARD GROUP LLC has no disclosure events reported to the SEC at this time.
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THE BOLLARD GROUP LLC has Notice Filings with the following State Securities Authorities:
CA-Dec 2015, FL-Dec 2015, MA-Oct 2011, NH-Oct 2011, NY-Oct 20
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from the SEC website and is believed to be
accurate. FindingFraud.org is
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for errors or omissions. Please note
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