THE COLONY GROUP, LLC
|
|
THE COLONY GROUP, LLC
(CRD# 159289)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Dec 2011.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.6 Billion,
with discretion over
82%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
THE COLONY GROUP, LLC
also reported in
Mar 2019
-
160
employees,
with
105
performing advisory functions.
-
A total of 10 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
THE COLONY GROUP, LLC has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
THE COLONY GROUP, LLC has Notice Filings with the following State Securities Authorities:
AZ-Dec 2011, CA-Dec 2011, CO-Dec 2011, CT-Dec 2011, DC-Dec 20
, DE-Dec 2011, FL-Dec 2011, GA-Feb 2014, IL-Aug 2014, IN-Dec 2
, LA-Jul 2012, MA-Dec 2011, MD-Dec 2011, ME-Dec 2011, MI-Mar 2
, MN-Dec 2018, NC-Dec 2011, NE-Apr 2018, NH-Dec 2011, NJ-Jan 2
, NY-Dec 2011, OH-Mar 2013, PA-Dec 2011, RI-Dec 2011, SC-Mar 2
, TN-Dec 2011, TX-Dec 2011, UT-Aug 2018, VA-Dec 2011, VT-Dec 2
, WV-Dec 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
