FindingFraud.org


Blog
Contact

THE COLONY GROUP, LLC
THE COLONY GROUP, LLC (CRD# 159289) is an SEC-Registered Investment Advisor (RIA), headquartered in Boston, MA. The SEC approved the firm to operate as an RIA in Dec 2011. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $7.6 Billion, with discretion over 82% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
THE COLONY GROUP, LLC also reported in Mar 2019
  • 160 employees, with 105 performing advisory functions.
  • A total of 10 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
THE COLONY GROUP, LLC has one or more disclosure events currently on file with the SEC.
 

View THE COLONY GROUP, LLC's most recent Form ADV filing
 irban42



THE COLONY GROUP, LLC has Notice Filings with the following State Securities Authorities: AZ-Dec 2011, CA-Dec 2011, CO-Dec 2011, CT-Dec 2011, DC-Dec 20 , DE-Dec 2011, FL-Dec 2011, GA-Feb 2014, IL-Aug 2014, IN-Dec 2 , LA-Jul 2012, MA-Dec 2011, MD-Dec 2011, ME-Dec 2011, MI-Mar 2 , MN-Dec 2018, NC-Dec 2011, NE-Apr 2018, NH-Dec 2011, NJ-Jan 2 , NY-Dec 2011, OH-Mar 2013, PA-Dec 2011, RI-Dec 2011, SC-Mar 2 , TN-Dec 2011, TX-Dec 2011, UT-Aug 2018, VA-Dec 2011, VT-Dec 2 , WV-Dec 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12