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THL CREDIT ADVISORS LLC
THL CREDIT ADVISORS LLC (CRD# 150900) is an SEC-Registered Investment Advisor (RIA), headquartered in Boston, MA. The SEC approved the firm to operate as an RIA in Apr 2010. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $12.3 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 88% of RAUM.   Non-US investors represent 83% .  
 
THL CREDIT ADVISORS LLC files an umbrella registration with the SEC. The firm also reported in Mar 2019
  • 36 employees, with 19 performing advisory functions.
  • A total of 5 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
THL CREDIT ADVISORS LLC has no disclosure events reported to the SEC at this time.
 

View THL CREDIT ADVISORS LLC's most recent Form ADV filing
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THL CREDIT ADVISORS LLC has Notice Filings with the following State Securities Authorities: IL-Jul 2014, MA-Mar 2013, NY-Mar 2018, TX-Mar 2013


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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