THOMPSON SIEGEL & WALMSLEY LLC
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THOMPSON SIEGEL & WALMSLEY LLC
(CRD# 105726)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Richmond, VA.
The SEC approved the firm to operate as an RIA in
Jan 1970.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$19.9 Billion,
with discretion over
94%
of those assets.
Pooled investment vehicles (Private Funds) account for
11%
of RAUM.
Non-US investors represent
11%
.
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THOMPSON SIEGEL & WALMSLEY LLC
files an umbrella registration with the SEC. The firm also reported in
Mar 2019
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74
employees,
with
37
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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THOMPSON SIEGEL & WALMSLEY LLC has no disclosure events reported to the SEC at this time.
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THOMPSON SIEGEL & WALMSLEY LLC has Notice Filings with the following State Securities Authorities: AK-Oct 1991, AL-Apr 1991, AR-Oct 1992, AZ-Jul 1994, CA-Aug 1989
, CT-Dec 1997, DC-Jan 1994, DE-Mar 2003, FL-Nov 1986, GA-Mar 1990
, HI-Apr 1991, IA-Jan 1999, ID-Mar 1993, IL-Apr 1990, IN-Feb 2001
, KS-Jun 1990, KY-Mar 1990, LA-Oct 2001, MA-Apr 1994, MD-Oct 1990
, ME-Jan 1993, MI-Nov 1997, MN-Jun 1989, MO-Jul 1988, MS-Oct 1997
, MT-Jan 1998, NC-Jan 2001, ND-Jul 1992, NE-Mar 1992, NH-Sep 1989
, NJ-Oct 1988, NM-Aug 1990, NV-Nov 1990, NY-Jun 1988, OH-Apr 1999
, OK-Jan 1998, OR-Nov 1989, PA-Nov 1989, PR-Jun 1991, RI-Jan 1993
, SC-Feb 1990, SD-Feb 1993, TN-Sep 1989, TX-Jun 1987, UT-Feb 1993
, VA-Jun 1987, VT-Jan 1995, WA-Dec 1989, WI-Mar 1990, WV-Sep 1989
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
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