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THOMPSON SIEGEL & WALMSLEY LLC
THOMPSON SIEGEL & WALMSLEY LLC (CRD# 105726) is an SEC-Registered Investment Advisor (RIA), headquartered in Richmond, VA. The SEC approved the firm to operate as an RIA in Jan 1970. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $19.9 Billion, with discretion over 94% of those assets.   Pooled investment vehicles (Private Funds) account for 11% of RAUM.   Non-US investors represent 11% .  
 
THOMPSON SIEGEL & WALMSLEY LLC files an umbrella registration with the SEC. The firm also reported in Mar 2019
  • 74 employees, with 37 performing advisory functions.
  • One office location.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
THOMPSON SIEGEL & WALMSLEY LLC has no disclosure events reported to the SEC at this time.
 

View THOMPSON SIEGEL & WALMSLEY LLC's most recent Form ADV filing
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THOMPSON SIEGEL & WALMSLEY LLC has Notice Filings with the following State Securities Authorities: AK-Oct 1991, AL-Apr 1991, AR-Oct 1992, AZ-Jul 1994, CA-Aug 1989 , CT-Dec 1997, DC-Jan 1994, DE-Mar 2003, FL-Nov 1986, GA-Mar 1990 , HI-Apr 1991, IA-Jan 1999, ID-Mar 1993, IL-Apr 1990, IN-Feb 2001 , KS-Jun 1990, KY-Mar 1990, LA-Oct 2001, MA-Apr 1994, MD-Oct 1990 , ME-Jan 1993, MI-Nov 1997, MN-Jun 1989, MO-Jul 1988, MS-Oct 1997 , MT-Jan 1998, NC-Jan 2001, ND-Jul 1992, NE-Mar 1992, NH-Sep 1989 , NJ-Oct 1988, NM-Aug 1990, NV-Nov 1990, NY-Jun 1988, OH-Apr 1999 , OK-Jan 1998, OR-Nov 1989, PA-Nov 1989, PR-Jun 1991, RI-Jan 1993 , SC-Feb 1990, SD-Feb 1993, TN-Sep 1989, TX-Jun 1987, UT-Feb 1993 , VA-Jun 1987, VT-Jan 1995, WA-Dec 1989, WI-Mar 1990, WV-Sep 1989


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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