THRIVENT ASSET MANAGEMENT, LLC
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THRIVENT ASSET MANAGEMENT, LLC
(CRD# 137751)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Minneapolis, MN.
The SEC approved the firm to operate as an RIA in
Dec 2005.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$17.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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THRIVENT ASSET MANAGEMENT, LLC
also reported in
Mar 2019
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413
employees,
with
134
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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THRIVENT ASSET MANAGEMENT, LLC has one or more disclosure events currently on file with the SEC.
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THRIVENT ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: MN-Apr 2013, WI-Apr 2013
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from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
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for errors or omissions. Please note
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SEC. Feel free to contact
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