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THRIVENT ASSET MANAGEMENT, LLC
THRIVENT ASSET MANAGEMENT, LLC (CRD# 137751) is an SEC-Registered Investment Advisor (RIA), headquartered in Minneapolis, MN. The SEC approved the firm to operate as an RIA in Dec 2005. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $17.6 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
THRIVENT ASSET MANAGEMENT, LLC also reported in Mar 2019
  • 413 employees, with 134 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
THRIVENT ASSET MANAGEMENT, LLC has one or more disclosure events currently on file with the SEC.
 

View THRIVENT ASSET MANAGEMENT, LLC's most recent Form ADV filing
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THRIVENT ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: MN-Apr 2013, WI-Apr 2013


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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